Financial Services Counsel
Bloomberg LP
Categories covered by Sora
Sessions covered by this speaker
9
Plenary 4: Regulator and Investor lead initiatives to fight greenwashing in the US
About this Speaker
Sora Lee is a Financial Services Counsel at Bloomberg L.P. She was previously a senior attorney at the Financial Industry Regulatory Authority (FINRA) where she conducted investigations, litigated cases before the Office of Hearing Officers and the National Adjudicatory Council, and provided interpretative guidance on FINRA rules and federal securities laws. Prior to FINRA, she was an assistant district attorney for District 15B in Orange County, North Carolina.